top of page
PC - Logo.png

Get personalized financial advice to help reach your financial goals

How to find a trustworthy financial advisor?

How to find a trustworthy financial advisor?

Accountant_edited.jpg

You’ve worked hard and saved for your future. But it’s important to be able to balance today’s needs with tomorrow’s long-term goals so you can make good decisions about your full financial picture.

​

Here are some of the areas to address during your complimentary initial consultation.

1

Credentials and Qualifications

Look for advisors with reputable credentials, such as Certified Financial Planner (CFP), Chartered Financial Analyst (CFA), or a similar qualification. These credentials are no guarantee but a reasonable filter. Should be SEBI registered.

2

Alignment of Interest

Ask about their approach to financial planning, investment philosophy, fees, and how they communicate with clients. Pay attention to how well they listen to your concerns and whether they can explain complex concepts in a way you can understand.

3

Fee Structure

Understand the advisor's fee structure. Some advisors charge a percentage of assets under management (AUM), while others charge hourly fees or a flat fee. Be clear on how much you will be paying for their services and any potential conflicts of interest.

4

Transparency

Look for transparency in the advisor's communication about their services, fees, and potential conflicts of interest. A trustworthy advisor should be upfront about how they are compensated and any potential conflicts.

5

Check References

Ask the advisor for references from current or past clients. Speaking with people who have worked with the advisor can provide additional insights into their professionalism and the quality of their services.

6

Trust Your Instincts

If something doesn't feel right, trust your instincts. Your financial well-being is at stake, and you should feel comfortable and confident in the advisor you choose.

loader,gif

Remember that finding the right financial advisor is a personal process,and it's essential to take your time to make an informed decision.

Start planning to reach your goals. Get personalized advice.

 Interview

(+91) 98995 81185

Plutus Capital.png

Plutus Capital (SEBI Registered Investment Advisor) | SEBI RIA Registration no. – INA100001406 | Type of registration – Individual | Validity of registration – (31st Mar, 2014)--- Perpetual | Registered office address - 9B Shivalik Apartment 32 Sec 6 Dwarka Delhi 110075 | BASL membership Id- 1337 | GST No. - 07AMXPK8605Q1ZZ | Principal Officer - Ankur Kapur (Ankur@plutuscapital.co) | SEBI local office address - Securities and Exchange Board of India, 5th Floor, Bank of Baroda Building, 16 Sansad Marg, New Delhi – 110001.

​

Clients can seek clarification to their query and are further entitled to make a complaint in writing, orally or telephonically. An email may be sent to the Ankur@plutuscapital.co.

​

In case you are not satisfied with our response you can lodge your grievance with SEBI at https://scores.sebi.gov.in/scores-home or you may also write to any of the offices of SEBI. For any queries, feedback or assistance, please contact SEBI office on toll free Helpline at 1800 22 7575/ 1800 266 7575.

​

ODR Portal could be accessed, if unsatisfied with the response. Your attention is drawn to the SEBI circular no. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131 dated July 31, 2023, on “Online Resolution of Disputes in the Indian Securities Market”. A common Online Dispute Resolution Portal (“ODR Portal”) which harnesses conciliation and online arbitration for resolution of disputes arising in the Indian Securities Market has been established. ODR Portal can be accessed via the following link –https://smartodr.in/

Quick links
Services
Resources

​Investment in securities market are subject to market risks. Read all the related documents carefully before investing.

 

Registration granted by SEBI, membership of BASL and the certification from National Institute of Securities Markets (NISM) in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

bottom of page